Books by Securities Industry Association

20 books found

Fundamentals of municipal bonds

19721 ed.

The U.S. securities markets

19861 ed.

Wall Street's workforce

19881 ed.

Tax policy, investment and economic growth

19781 ed.

Survey of legal & compliance departments

19861 ed.

The New York securities industry

19941 ed.

Transfers of securities, money, or other property to minors

19971 ed.

The New York securities industry

20011 ed.

Study of prices charged retail clients in 1998

19991 ed.

Research conducted on publicly traded companies

20031 ed.

The costs of compliance in the U.S. securities industry

20061 ed.

Report on cash compensation of top management in local and regional firms

19901 ed.

Branch office compensation and profitability in 1989

19911 ed.

Report on compensation and benefits practices in specialist firms

19911 ed.

Transfers of securities, money or other property to minors

19921 ed.

Equity ownership in America

19991 ed.

Regulatory examination survey report

19981 ed.

Comments of the Securities Industry Association Technical Committee on SEC Proposed Rule 15c3-1

19741 ed.

Functions of the purchase and sales department

19731 ed.

A primer on brokerage operations

19731 ed.